Risk & Compliance Bulletin April 2020

Risk & Compliance Bulletin April 2020

Get up to date with financial services risk and compliance news with Target Group’s April 2020 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

Complete the form to the right of this page to download this month’s Bulletin.

In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • FCA speech – Our approach to ensuring firms treat vulnerable customers fairly
  • HM Treasury statement on use of regulators’ temporary transitional power after end of Brexit transition period
  • FCA increases FOS maximum award limits for complaints referred on or after 1 April 2020
  • FCA Discussion Paper DP20/1: Transforming culture in financial services – driving purposeful cultures

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Risk & Compliance Bulletin April 2020