Risk & Compliance Bulletin June 2021

Risk & Compliance Bulletin June 2021

Get up to date with financial services risk and compliance news with Target Group’s June 2021 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

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In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • FCA begins consultation on its plans for a new Consumer Duty, setting stronger protections in financial markets
  • FCA replaces its Gabriel data collections system with new RegData platform
  • Financial Services Regulatory Initiatives Forum publishes its Third Regulatory Initiatives Grid
  • FCA speech on outcomes-focused regulation
  • BoE’s Lyndon Nelson speech on Operational Resilience outcomes
  • FCA updates operational resilience guidance relating to previous EBA compliance expectations
  • FOS Ombudsman News 160 – includes updates guidance on complaints involving economic and domestic abuse
  • Government call for views on measures to improve the security of digital supply chains and managed service providers
  • Data sharing code of practice laid before Parliament
  • FCA’s Regulation round-up for May 2021 includes operational resilience: preparing for the switch from analogue to digital phone lines
  • PSR consults on phase 2 of confirmation of payee (CP21/6)
  • FOS publish its annual complaints data and insights 2020/21

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Risk & Compliance Bulletin June 2021