Risk & Compliance Bulletin November 2019

Risk & Compliance Bulletin November 2019

Get up to date with financial services risk and compliance news with Target Group’s November 2019 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • FCA feedback and next steps to discussion paper on climate change and green finance
  • Bank of England speech on strengthening the foundations of sustainable finance through Climate-related
    Financial Disclosures
  • FCA webpage explaining Form K submission under the senior management and certification regime
  • FCA response to the Treasury Committee report on the FCA’s work on the regulatory perimeter
  • FCA speech on doing more on diversity
  • Joint FCA and BOE publish findings of a survey on machine learning in financial services
  • FCA speech on the future of regulation
  • House of Commons Treasury Committee report on IT failures in the financial services sector
  • Gabriel users share suggestions for the FCA’s new data collection platform
  • FCA publishes biannual complaints data for the first half of 2019

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Risk & Compliance Bulletin November 2019

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