Risk & Compliance Bulletin November 2021

Risk & Compliance Bulletin November 2021

Get up to date with financial services risk and compliance news with Target Group’s November 2021 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

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In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • FOS consults on temporary changes to reporting outcomes of proactively settled complaints
  • ICO Data Sharing Code of Practice under DPA 2018 in force
  • New FCA webpage on remote or hybrid working expectation for firms
  • FOS guidance on compensation for distress and inconvenience updated
  • ICO publishes opinion and a call for evidence on age assurance under the Children’s Code
  • UK government roadmap on greening finance and sustainable investing
  • Financial Services Skills Commission launches online Future Skills Framework
  • FCA Perimeter Report 2020/21
  • Financial Services Act 2021 (Commencement No 3) Regulations 2021 published
  • FOS publishes bi-annual complaints data covering H1 2021

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Risk & Compliance Bulletin November 2021