Risk & Compliance Bulletin September 2020

Risk & Compliance Bulletin September 2020

Get up to date with financial services risk and compliance news with Target Group’s September 2020 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

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In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • BCBS consults on principles for operational risk and operational resilience
  • BoE confirms go-live with ISO 20022 in April 2022 will be on like-for-like basis
  • ICO confirms Age Appropriate Design Code will come into force on 2 September 2020
  • FCA information for solo-regulated firms on assessing fitness and propriety and conduct rules reporting
  • Financial Ombudsman Service (FOS) publish Q1 2020/21 data – complaints and trends

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Risk & Compliance Bulletin September 2020