Risk & Compliance Bulletin April 2019

Risk & Compliance Bulletin April 2019

Get up to date with financial services risk and compliance news with Target Group’s April 2019 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • FCA finalises guidance on SM&CR statements of responsibilities and responsibilities maps for solo-regulated firms
  • FCA issues final rules on the new directory
  • FCA policy statement on increasing the Financial Ombudsman Service award limit
  • FCA report setting out industry insights on cyber security
  • Financial Ombudsman Service correspondence to the Treasury on the treatment of vulnerable customers under the Equality Act 2010
  • Findings of phase I of the FCA’s digital regulatory reporting pilot

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Risk & Compliance Bulletin April 2019

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