Risk & Compliance Bulletin October 2019

Risk & Compliance Bulletin October 2019

Get up to date with financial services risk and compliance news with Target Group’s October 2019 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • Banking Standards Board finalises good practice guidance on certification regime regulatory references
  • FCA two-part podcast series discussing the Senior Managers and Certification Regime
  • FCA insight article on measuring corporate culture
  • FCA postpones its response to stage 1 of its guidance consultation on treatment of vulnerable customers
  • FCA encourages firms to complete Connect registration
  • New FCA webpage to assist firm’s Directory Person submissions
  • UK Finance report on the Senior Managers and Certification Regime
  • Bank of England publishes the findings of a cyber simulation exercise
  • The Financial Ombudsman Service publishes its bi-annual complaints data

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Risk & Compliance Bulletin October 2019

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