Get up to date with financial services risk and compliance news with Target Group’s September 2019 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

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In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

FCA Senior Managers and Certification Regime Banking Stocktake Report

FCA podcast on Culture and the Senior Managers and Certification Regime

House of Commons Treasury Committee report on the work of the FCA and the perimeter of regulation

FCA insight article on Artificial Intelligence in the boardroom

New guidance from the ICO on subject access request timescales

FCA warns Claims Management Companies to raise their advertising standards

Government launches a call for evidence on enabling secure digital identity solutions

FCA establishes implementation group to help industry with proposed responsible lending rule changes

HMRC proposed changes to ISA returns

FCA Podcast on using technology to fight financial crime

Risk & Compliance Bulletin September 2019