Risk & Compliance Bulletin September 2019

Risk & Compliance Bulletin September 2019

Get up to date with financial services risk and compliance news with Target Group’s September 2019 Risk & Compliance Bulletin

It’s a field that’s ever-changing, and can be difficult to keep up to date with. Our latest Bulletin is designed to help you understand the risk and compliance landscape in the financial services sector.

In this month’s Bulletin you’ll discover the latest financial services risk and compliance news including:

  • FCA Senior Managers and Certification Regime Banking Stocktake Report
  • FCA podcast on Culture and the Senior Managers and Certification Regime
  • House of Commons Treasury Committee report on the work of the FCA and the perimeter of regulation
  • FCA insight article on Artificial Intelligence in the boardroom
  • New guidance from the ICO on subject access request timescales
  • FCA warns Claims Management Companies to raise their advertising standards
  • Government launches a call for evidence on enabling secure digital identity solutions
  • FCA establishes implementation group to help industry with proposed responsible lending rule changes
  • HMRC proposed changes to ISA returns
  • FCA Podcast on using technology to fight financial crime

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Risk & Compliance Bulletin September 2019

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